As regulation evolves and risks diversify, regulatory oversight poses unique challenges and the need for greater organizational efficiency and effectiveness for those charged with governance. DHG’s solution – provide regulatory bodies with a service team of professionals who focus solely on the insurance industry, supported by a bench of nearly 2,000 who can provide regulators with a special skillset when needs arise.

DHG’s regulatory services group is part of the firm’s insurance services group which serves over 100 insurance clients nationwide and has over 150 collective years of leadership team experience. For more than 30 years, our team has provided regulators with comprehensive services, which follow the National Association of Insurance Commissioners (NAIC) guidelines and governing state statutes, rules and regulations.

Key Regulatory Service Offerings:

  • Risk-focused Financial Examinations
  • Market Conduct Examinations & MCAS Data Integrity Reviews
  • Financial Examinations of Captives
  • Cybersecurity & Information Technology Services
  • Corporate Governance
  • ERM Implementation & ORSA Review
  • Investment & Reinsurance Review Services
  • Mergers & Acquisitions (Form A Filings)
  • Admissions & Other Form Filings
  • Supervision, Rehabilitation, Liquidations
  • Financial Analysis

Our team is actively involved in professional organizations including the Insurance Regulatory Examiners Society (IRES), Society of Financial Examiners (SOFE), Association of Insurance Compliance Professionals (AICP), and Insurance Accounting and Systems Associations (IASA) and has the following industry credentials:

  • Certified Public Accountants – CPA
  • Certified Insurance Examiners – CIE
  • Certified Financial Examiners – CFE
  • Accredited Insurance Examiners – AIE
  • Certified Internal Auditors – CIA
  • Certified Information System Auditors – CISA
  • Market Conduct Management – MCM
  • Advance Market Conduct Management – AMCM
  • Associate in Reinsurance – ARe
  • Fellow Life Management Institute – FLMI
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